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Open Account
Authority
Securities and Commodities Authority, incorporated by virtue of Law No. (4) of 2000 concerning the Emirates Securities & Commodities Authority and Market.
Law
Federal Law No. (4) Of 2000 concerning the Emirates Securities & Commodities Authority and Market, as amended.
Regulations
Brokers Regulations issued under the SCA`s Board Decision No. (1) Of 2000, as amended.
Market
Any stock exchange market licensed by the Authority, and through which the sale and purchase transactions of securities are executed.
Securities
The shares, bonds, and debentures issued by joint stocks companies as well as the bonds and debentures issued by the Federal Government, Local Governments, Public Authorities and Corporations in the UAE, and any other local or foreign financial instruments approved by the Authority.
Investor
A natural and/or legal person executing trading and dealing with the financial markets of the State through the broker.
